Blue Zone Wealth Advisors, Llc
- Regulatory AUM
- $770M
- Discretionary
- $770M
- Clients
- 181
- Avg AUM / client
- $4.3M
- Accounts
- 574
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 125 positions, $572,781,883)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Qqq Tr | UNIT SER 1 | $43,113,814 | 58,547 | 7.53% | 5.6% |
| 2 | Amazon Com Inc | COM | $41,334,591 | 173,427 | 7.22% | 5.37% |
| 3 | Alphabet Inc | CAP STK CL A | $33,797,553 | 94,573 | 5.9% | 4.39% |
| 4 | Vaneck Etf Trust | SEMICONDUCTR ETF | $33,130,972 | 50,513 | 5.78% | 4.3% |
| 5 | Apple Inc | COM | $30,231,694 | 104,478 | 5.28% | 3.93% |
| 6 | Nvidia Corporation | COM | $25,944,947 | 129,666 | 4.53% | 3.37% |
| 7 | Microsoft Corp | COM | $22,869,171 | 61,308 | 3.99% | 2.97% |
| 8 | Meta Platforms Inc | CL A | $17,984,723 | 31,928 | 3.14% | 2.34% |
| 9 | Ishares Tr | S&P 500 GRWT ETF | $16,691,347 | 121,365 | 2.91% | 2.17% |
| 10 | Crowdstrike Hldgs Inc | CL A | $11,791,276 | 15,451 | 2.06% | 1.53% |
| 11 | Unitedhealth Group Inc | COM | $11,395,042 | 27,416 | 1.99% | 1.48% |
| 12 | Brookfield Corp | CL A LTD VT SH | $10,986,815 | 257,967 | 1.92% | 1.43% |
| 13 | Alphabet Inc | CAP STK CL C | $9,711,628 | 27,486 | 1.7% | 1.26% |
| 14 | Visa Inc | COM CL A | $9,681,273 | 28,218 | 1.69% | 1.26% |
| 15 | West Pharmaceutical Svsc Inc | COM | $9,276,201 | 25,839 | 1.62% | 1.2% |
| 16 | Brookfield Asset Managmt Ltd | CL A LMT VTG SHS | $8,496,698 | 189,447 | 1.48% | 1.1% |
| 17 | Berkshire Hathaway Inc Del | CL B NEW | $8,361,517 | 16,710 | 1.46% | 1.09% |
| 18 | Williams Cos Inc | COM | $8,250,030 | 110,977 | 1.44% | 1.07% |
| 19 | Autozone Inc | COM | $8,200,782 | 2,566 | 1.43% | 1.07% |
| 20 | Element Solutions Inc | COM | $7,701,932 | 161,297 | 1.34% | 1.0% |
| 21 | Marvell Technology Inc | COM | $7,089,782 | 23,800 | 1.24% | 0.92% |
| 22 | American Express Co | COM | $6,697,350 | 19,800 | 1.17% | 0.87% |
| 23 | Moodys Corp | COM | $6,685,552 | 14,761 | 1.17% | 0.87% |
| 24 | Linde Plc | SHS | $6,604,030 | 12,726 | 1.15% | 0.86% |
| 25 | Oreilly Automotive Inc | COM | $6,547,046 | 71,094 | 1.14% | 0.85% |
Top 25 of 125 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 77 | $26.1M | 3.39% |
| High net worth individuals | 104 | $744M | 96.6% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $16.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Glide Direct Series Llc Bzwa Whitehorse V Secondaries Access Fund Sp feeder | Liquidity Fund | Delaware | $13.5M | 43 |
| Blue Zone Wealth Advisors Spv I Simplifya | Private Equity Fund | Delaware | $3.3M | 30 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Judith Maria Lu | Owner & Chief Compliance Officer | Dec 2019 (7y) | 75% or more | |
| Bryan James Lee | Chief Investment Officer | CFA | Feb 2020 (7y) | Less than 5% |
| Joshua Martin Sailar | Owner | CFP | Jan 2022 (5y) | 10% – 25% |
| Jay Carl Sanders | Registered representative | Nov 2023 (3y) | ||
| Anderson Jansen Lafontant | Registered representative | CFP | Jun 2024 (2y) | |
| Justin Junho Yoo | Registered representative | CFA | Oct 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $16.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Glide Direct Series Llc Bzwa Whitehorse V Secondaries Access Fund Sp | Liquidity Fund | $13.5M | $100K | 43 |
| Blue Zone Wealth Advisors Spv I Simplifya | Private Equity Fund | $3.3M | $25.0K | 30 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.59 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $714M (93% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗