Statheros Financial Solutions, Inc.
- Regulatory AUM
- $926M
- Discretionary
- $926M
- Clients
- 625
- Avg AUM / client
- $1.5M
- Accounts
- 1,430
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 394 | $114M | 12.4% |
| High net worth individuals | 161 | $439M | 47.4% |
| Pension and profit sharing plans | 70 | $369M | 39.9% |
| Corporations and other businesses | Fewer than 5 | $3.0M | 0.33% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Central Anesthesia Service Exchange Medical Group, Inc. Profit Sharing Plan Central Anesthesia Service Exchange Medical Group, Inc. | 2024 | |
| Generate Capital Inc. 401(k) Plan Generate Capital, Pbc | 2024 | |
| Condon Johnson & Associates, Inc. 401(k) Profit Sharing Plan Condon Johnson & Associates, Inc. | 2024 | |
| Ashland Food Cooperative 401(k) Retirement Plan And Trust Ashland Food Cooperative | 2024 | |
| Iqtalent Partners, Inc. 401(k) Plan Iqtalent Partners, Inc. | 2024 | |
| Doug Veerkamp General Engineering, Inc. 401(k) Plan Doug Veerkamp General Engineering, Inc. | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jacob Richard Parsons | President & Ceo | CFP Chartered Financial Consultant | Aug 2019 (7y) | 75% or more |
| Kelly L Roemers | Cco/Cfo | Aug 2019 (7y) | 10% – 25% | |
| Bryan Daniel Gutierrez | Registered representative | Dec 2019 (7y) | ||
| Daniel Charles Gutierrez | Registered representative | Dec 2019 (7y) | ||
| Gregory Allen Peterson | Registered representative | Personal Financial Specialist | Dec 2019 (7y) | |
| Michael Lyle Roberts | Registered representative | Dec 2019 (7y) | ||
| Emilie Christine Andres | Registered representative | CFP | Jan 2022 (5y) | |
| Justin S Waisner | Registered representative | Apr 2022 (4y) | ||
| Caleb Hilliker | Registered representative | Feb 2023 (3y) | ||
| Douglas Harry Davey | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Central Anesthesia Service Exchange Medical Group, Inc. Profit Sharing Plan | Central Anesthesia Service Exchange Medical Group, Inc. | 142 | $141M | 01/01/2024 |
| Generate Capital Inc. 401(k) Plan | Generate Capital, Pbc | 250 | $25.4M | 01/01/2024 |
| Condon Johnson & Associates, Inc. 401(k) Profit Sharing Plan | Condon Johnson & Associates, Inc. | 127 | $41.4M | 01/01/2024 |
| Ashland Food Cooperative 401(k) Retirement Plan And Trust | Ashland Food Cooperative | 122 | $8.3M | 01/01/2024 |
| Iqtalent Partners, Inc. 401(k) Plan | Iqtalent Partners, Inc. | 53 | $3.7M | 01/01/2024 |
| Doug Veerkamp General Engineering, Inc. 401(k) Plan | Doug Veerkamp General Engineering, Inc. | 180 | $27.6M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $556M (60% of AUM) Jun 2026
- Mid Atlantic Clearing & Settlement Corporation $350M (38% of AUM) Jun 2026
- Mid Atlantic Trust Company $196M (34% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗