Highland Peak Capital, Llc
- Regulatory AUM
- $333M
- Discretionary
- $333M
- Clients
- 8
- Avg AUM / client
- $41.6M
- Accounts
- 8
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $238M | 71.3% |
| State or municipal government entities | 1 | $95.6M | 28.7% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $89.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Highland Peak Partners, Lp master | Hedge Fund | Delaware | $89.5M | 40 |
| Highland Peak Opportunity Fund, Lp | Hedge Fund | Delaware | $0 | 0 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Morris, Graham, Aled | Manager | Aug 2019 (7y) | 75% or more | |
| Kirner, Seth, Se Eung | Managing Director, Research | Jan 2020 (7y) | Less than 5% | |
| Marshal, Craig, Brian | Chief Financial Officer/Chief Compliance Officer | Nov 2022 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $89.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Highland Peak Partners, Lp | Hedge Fund | $89.5M | $1.0M | 40 |
| Highland Peak Opportunity Fund, Lp | Hedge Fund | $0 | $1.0M | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- J.P. Morgan $95.6M (29% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗