Sound Legacy Wealth Advisors, Llc
- Regulatory AUM
- $102M
- Discretionary
- $102M
- Clients
- 44
- Avg AUM / client
- $2.3M
- Accounts
- 125
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Apr 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $12.0M | 11.8% |
| High net worth individuals | 20 | $77.0M | 75.5% |
| Charitable organizations | 2 | $2.0M | 1.96% |
| Corporations and other businesses | 1 | $11.0M | 10.8% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brendan Michael Sullivan | Chief Operating Officer | Jan 2020 (7y) | 25% – 50% | |
| Joel Stuart Petersen | Managing Member | Jan 2020 (7y) | 50% – 75% | |
| Stacy Sizemore | Chief Compliance Officer | Jan 2020 (7y) | Less than 5% | |
| Tera Louise Probst | Registered representative | Jun 2020 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $30.0M (29% of AUM) Apr 2026
- Pershing $2.3M (100% of AUM) Jul 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗