Umb Private Wealth Management, Llc
SEC-registered
Private Fund Manager · Small ($100M–$1B)
CRD 306374
· SEC file 801-117738
· Kansas City, MO
· www.umb.com
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ADV data as of Jul 01, 2026
- Regulatory AUM
- $125M
- Discretionary
- $54.5M
- Clients
- 46
- Avg AUM / client
- $2.7M
- Accounts
- 46
- Employees
- 94
AUM over time
$0
$216M
Dec 2019
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 16 | $8.5M | 6.83% |
| High net worth individuals | 25 | $44.8M | 35.9% |
| Pooled investment vehicles (non-investment companies) | 4 | $70.2M | 56.3% |
| Corporations and other businesses | 1 | $1.3M | 1.02% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $51.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Fw Tessera Horizon, Llc feeder | Private Equity Fund | Delaware | $20.7M | 1 |
| Fw Tessera Royale, Llc feeder | Private Equity Fund | Delaware | $15.6M | 1 |
| Fw Tessera Llc | Private Equity Fund | Delaware | $8.4M | 1 |
| Ks Halite, Llc feeder | Private Equity Fund | Delaware | $6.6M | 1 |
People (43)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Smith, Jeffrey, Andrew | Cco | Mar 2023 (3y) | Less than 5% | |
| Nathan Michael Wehrman | Registered representative | CFA | Aug 2023 (3y) | |
| Abraham William Radmanesh | Registered representative | May 2026 (0y) | ||
| Brooklyn Gormly | Registered representative | CFP | May 2026 (0y) | |
| Daniel Kieffer | Registered representative | May 2026 (0y) | ||
| Hope Gena Albu | Registered representative | CFP | May 2026 (0y) | |
| Jaclyn Susan Anderson | Registered representative | May 2026 (0y) | ||
| Jake Crater | Registered representative | May 2026 (0y) | ||
| Kimberly Ann Gattis | Registered representative | CFP | May 2026 (0y) | |
| Landon Mark Jensen | Registered representative | CFP | May 2026 (0y) | |
| Steven Charles Cairns | Registered representative | May 2026 (0y) | ||
| Tylor Anthony Willis | Registered representative | CFP | May 2026 (0y) | |
| Kimberly Johnsen Bittner | Registered representative | CFP | May 2026 (0y) | |
| Michael Aaron Yeager | Registered representative | May 2026 (0y) | ||
| Paige Margaret Radke | Registered representative | May 2026 (0y) | ||
| Sarah Rose Szczublewski | Registered representative | CFP | May 2026 (0y) | |
| Thomas Francis Peckosh | Registered representative | May 2026 (0y) | ||
| Todd Frederick Krough | Registered representative | May 2026 (0y) | ||
| Benjamin Joseph Skilling | Registered representative | CFP | May 2026 (0y) | |
| Bryan Esarco | Registered representative | May 2026 (0y) | ||
| Chris Lawrence Schurman | Registered representative | May 2026 (0y) | ||
| Derrick R Evers | Registered representative | CFP | May 2026 (0y) | |
| Jan Teresa Heaman | Registered representative | CFP | May 2026 (0y) | |
| Jimmy Ray Turner | Registered representative | May 2026 (0y) | ||
| Julie Ann Enloe | Registered representative | May 2026 (0y) | ||
| Jenifer Jeanne Rieck | Registered representative | May 2026 (0y) | ||
| Melissa Kay Sturgis | Registered representative | May 2026 (0y) | ||
| Nick Nguyen | Registered representative | May 2026 (0y) | ||
| Ralph David Janitell | Registered representative | May 2026 (0y) | ||
| Sean Patrick Kennedy | Registered representative | May 2026 (0y) | ||
| Wayne Robert Oltjen | Registered representative | May 2026 (0y) | ||
| William Jaros Reese | Registered representative | May 2026 (0y) | ||
| Christine Marie Kirk | Registered representative | CFA | May 2026 (0y) | |
| Giridhar Nmn Krishnan | Registered representative | May 2026 (0y) | ||
| Bernard Loyd Colson | Registered representative | CFA | May 2026 (0y) | |
| Regan Michelle Hamilton | Registered representative | CFA | May 2026 (0y) | |
| Rigley Nuss | Registered representative | CFP | May 2026 (0y) | |
| Cody Stratton Carpenter | Registered representative | CFP | May 2026 (0y) | |
| David M. Kuebelbeck | Registered representative | CFP | May 2026 (0y) | |
| Michael Joseph Diederich | Registered representative | CFP | May 2026 (0y) | |
| Mozart Correa Garcia | Registered representative | CFA | May 2026 (0y) | |
| Matthew Steven Weber | Registered representative | CFA | Jun 2026 (0y) | |
| Jonathon Charles Cushman | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Umb Financial Corp | Stock Holder | Nov 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $51.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Fw Tessera Horizon, Llc | Private Equity Fund | $20.7M | $250K | 1 |
| Fw Tessera Royale, Llc | Private Equity Fund | $15.6M | $250K | 1 |
| Fw Tessera Llc | Private Equity Fund | $8.4M | $250K | 1 |
| Ks Halite, Llc | Private Equity Fund | $6.6M | $250K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.88 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗