AUMdb

Pictet Asset Management (Usa) Corp

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 306378 · SEC file 801-120136 · New York, NY · x.com
☆ Save with Pro ADV data as of Jun 25, 2026
Regulatory AUM
$382M
Discretionary
$382M
Clients
8
Avg AUM / client
$47.8M
Accounts
10
Employees
14

AUM over time

$0 $382M
Dec 2020 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $0
Pooled investment vehicles (non-investment companies) 7 $346M 90.6%
Pension and profit sharing plans Fewer than 5 clients $35.9M 9.41%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Dillon, Elizabeth, Retta Chief Executive Officer, President And Director Oct 2019 (7y) Less than 5%
Gulati, Nobel, (Nmn) Director Oct 2019 (7y) Less than 5%
Quinn, Niall, Michael Director Oct 2019 (7y) Less than 5%
Di Patrizi, Luca Vice President And Treasurer Jan 2020 (7y) Less than 5%
Tschopp, Nicolas, Christian Chief Legal Officer Feb 2020 (7y) Less than 5%
Cawthrow, David, Robert Chief Compliance Officer May 2020 (6y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Pictet Asset Management Limited Shareholder Oct 2019 A 75% or more
Pictet Asset Management Holding Sa Shareholder Oct 2019 B ≈ 56.25% – 100% via Pictet Asset Management Limited
Pictet & Cie Group Sca Shareholder Oct 2019 B ≈ 42.19% – 100% via Pictet Asset Management Holding Sa
Pictet & Partners Shareholder Oct 2019 B ≈ 31.64% – 100% via Pictet & Cie Group Sca

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Pictet Asset Management Holding Sa: 75% – 100% of Pictet Asset Management Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Pictet & Cie Group Sca: 75% – 100% of Pictet Asset Management Holding Sa × 75% – 100% of Pictet Asset Management Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
  • Pictet & Partners: 75% – 100% of Pictet & Cie Group Sca × 75% – 100% of Pictet Asset Management Holding Sa × 75% – 100% of Pictet Asset Management Limited × 75% – 100% direct ≈ 31.64% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/25/2026 1.54 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.

View current Form ADV (SEC/IAPD) ↗