Strategic Asset Management Llc.
- Regulatory AUM
- $218M
- Discretionary
- $218M
- Clients
- 231
- Avg AUM / client
- $945K
- Accounts
- 233
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 156 | $83.1M | 38.1% |
| High net worth individuals | 75 | $132M | 60.5% |
| Charitable organizations | Fewer than 5 clients | $2.9M | 1.34% |
| Corporations and other businesses | Fewer than 5 clients | $71.1K | 0.03% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Brian Nelson | President And Owner | CFP | Feb 2023 (4y) | 75% or more |
| Nathan Andrew Lovik | Cco | CFP | Jul 2023 (3y) | Less than 5% |
| Susan Marshall Mims | Registered representative | CFP | Oct 2020 (6y) | |
| David Lester Darner | Registered representative | Oct 2020 (6y) | ||
| Monica Rae Mims | Registered representative | Jan 2021 (6y) | ||
| Wade Michael Johnson | Registered representative | Jan 2021 (6y) | ||
| David J Willeumier | Registered representative | Mar 2021 (5y) | ||
| Adam Lee Rainey | Registered representative | CFP | Mar 2024 (2y) | |
| Jonathan Paul Horick | Registered representative | CFA | Jul 2025 (1y) | |
| Kristen Marie Mueller | Registered representative | Jan 2026 (1y) | ||
| John L Shockey | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/22/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $218M (100% of AUM) Jan 2026
- American Funds Distributors, Inc. $5.7M (5% of AUM) Nov 2022
- John Hancock Distributors Llc $3.4M (3% of AUM) Nov 2022
- Tiaa Cref Individual & Institutional Services, Llc $1.9M (2% of AUM) Nov 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 22, 2026.
View current Form ADV (SEC/IAPD) ↗