Guaranty Private Wealth, Llc
- Regulatory AUM
- $81.4M
- Discretionary
- $81.4M
- Clients
- 39
- Avg AUM / client
- $2.1M
- Accounts
- 72
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $4.5M | 5.47% |
| High net worth individuals | 22 | $61.6M | 75.7% |
| Corporations and other businesses | 4 | $15.3M | 18.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southern Beverage Company, Inc. 401(k) Plan Southern Beverage Company, Inc. | 2024 | |
| Precision Spine 401 K Plan Precision Spine Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Clayton Smith | Registered representative | Jun 2020 (6y) | ||
| Robert Byron Sutton | Registered representative | CFP | May 2022 (4y) | |
| Gentry Lawrence Martin | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southern Beverage Company, Inc. 401(k) Plan | Southern Beverage Company, Inc. | 248 | $9.9M | 01/01/2024 |
| Precision Spine 401 K Plan | Precision Spine Inc. | 103 | $10.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $81.4M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗