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Investment Adviser · Small ($100M–$1B)
CRD 306433
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ADV data as of Nov 05, 2025
- Regulatory AUM
- $241M
- Discretionary
- $241M
- Clients
- 2
- Avg AUM / client
- $121M
- Accounts
- 4
- Employees
- 8
AUM over time
$224M
$241M
Jul 12, 2024
Nov 5, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 05, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $95.8M | 39.7% |
| State or municipal government entities | Fewer than 5 | $145M | 60.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Cibc Mellon Trust Company $138M (57% of AUM) Nov 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 05, 2025.