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Institutional / Pension Advisor · Boutique (under $100M)
CRD 306516
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ADV data as of Mar 21, 2025
- Regulatory AUM
- $6.9M
- Discretionary
- $6.9M
- Clients
- 1
- Avg AUM / client
- $6.9M
- Accounts
- 1
- Employees
- 4
AUM over time
$4.3M
$45.0M
Mar 22, 2022
Mar 21, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $696K | 10.0% |
| Pension and profit sharing plans | 0 | $4.9M | 71.0% |
| Insurance companies | 0 | $1.3M | 19.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • INSURANCE MANAGEMENT FEE
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2025.