Lumos Capital Group Llc
- Regulatory AUM
- $274M
- Discretionary
- $274M
- Clients
- 6
- Avg AUM / client
- $45.7M
- Accounts
- 6
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $274M | 100.0% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $244M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Lumos Capital Fund I Lp | Private Equity Fund | Delaware | $175M | 70 |
| Lumos Capital Fund Ii Lp | Private Equity Fund | Delaware | $38.2M | 30 |
| Lumos Everest Lp | Private Equity Fund | Delaware | $23.5M | 14 |
| Lumos Oasis Lp | Private Equity Fund | Delaware | $3.1M | 8 |
| Lumos Capital Fund I A Lp | Private Equity Fund | Delaware | $2.3M | 15 |
| Lumos Capital Fund Ii A Lp | Private Equity Fund | Delaware | $1.8M | 2 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hu, Victor, T. | Managing Partner | Feb 2019 (8y) | 50% – 75% | |
| Tieng, James, Francis | Managing Partner And Cco | Feb 2019 (8y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $244M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Lumos Capital Fund I Lp | Private Equity Fund | $175M | $0 | 70 |
| Lumos Capital Fund Ii Lp | Private Equity Fund | $38.2M | $0 | 30 |
| Lumos Everest Lp | Private Equity Fund | $23.5M | $0 | 14 |
| Lumos Oasis Lp | Private Equity Fund | $3.1M | $0 | 8 |
| Lumos Capital Fund I A Lp | Private Equity Fund | $2.3M | $0 | 15 |
| Lumos Capital Fund Ii A Lp | Private Equity Fund | $1.8M | $0 | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 2.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗