Summit View Capital Advisors, Llc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | Fewer than 5 clients | — | — |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger Craig Bowden | Managing Partner / Chief Compliance Officer | Jan 2020 (7y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2025 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FINRA DETERMINED BOWDEN WAS ENGAGED IN OUTSIDE BUSINESS ACTIVITY BY SERVING ON THE ADVISORY BOARD WITHOUT COMPENSATION FOR A PRIVATE EQUITY FIRM AND DID NOT ALLOCATE EXPENSES CORRECTLY. Status: Final Sanction Detail: 8 MONTH SUSPENSION FROM BEING AFFILIATED WITH A FINRA MEMBER FIRM BEGINNING 12/18/2019 Summary: ACTION WAS RESOLVED 12/18/2019
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2025.
View current Form ADV (SEC/IAPD) ↗