Greystone Financial Group, Llc
- Regulatory AUM
- $495M
- Discretionary
- $460M
- Clients
- 582
- Avg AUM / client
- $850K
- Accounts
- 1,264
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 78 positions, $353,342,874)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Bd Index Fds | SHORT TRM BOND | $21,988,942 | 280,435 | 6.22% | 4.44% |
| 2 | Vanguard Malvern Fds | STRM INFPROIDX | $17,630,652 | 352,966 | 4.99% | 3.56% |
| 3 | Vanguard Bd Index Fds | INTERMED TERM | $17,608,926 | 228,154 | 4.98% | 3.56% |
| 4 | Vanguard Bd Index Fds | LONG TERM BOND | $17,507,981 | 254,550 | 4.96% | 3.54% |
| 5 | Vanguard Whitehall Fds | EM MK GOV BD ETF | $13,062,588 | 198,852 | 3.7% | 2.64% |
| 6 | Chevron Corporation | COM | $10,110,214 | 48,865 | 2.86% | 2.04% |
| 7 | Apple Inc | COM | $10,074,091 | 39,695 | 2.85% | 2.04% |
| 8 | Amgen Inc | COM | $9,302,914 | 26,440 | 2.63% | 1.88% |
| 9 | Lockheed Martin Corp | COM | $9,208,467 | 15,236 | 2.61% | 1.86% |
| 10 | Jpmorgan Chase & Co | COM | $9,001,841 | 30,602 | 2.55% | 1.82% |
| 11 | Linde Plc | SHS | $8,670,842 | 17,490 | 2.45% | 1.75% |
| 12 | Broadcom Inc | COM | $8,525,341 | 27,545 | 2.41% | 1.72% |
| 13 | Waste Mgmt Inc Del | COM | $8,078,957 | 35,158 | 2.29% | 1.63% |
| 14 | Walmart Inc | COM | $8,047,536 | 64,753 | 2.28% | 1.63% |
| 15 | Duke Energy Corp New | COM NEW | $8,032,776 | 61,347 | 2.27% | 1.62% |
| 16 | Lowes Cos Inc | COM | $7,918,077 | 33,511 | 2.24% | 1.6% |
| 17 | Simon Ppty Group Inc New | COM | $7,833,236 | 41,995 | 2.22% | 1.58% |
| 18 | Tjx Cos Inc New | COM | $7,554,928 | 47,307 | 2.14% | 1.53% |
| 19 | Bank New York Mellon Corp | COM | $7,440,139 | 62,717 | 2.11% | 1.5% |
| 20 | Morgan Stanley | COM NEW | $7,252,571 | 44,070 | 2.05% | 1.47% |
| 21 | Microsoft Corp | COM | $6,889,550 | 18,612 | 1.95% | 1.39% |
| 22 | Emerson Elec Co | COM | $6,638,136 | 50,665 | 1.88% | 1.34% |
| 23 | Berkshire Hathaway Inc Del | CL B NEW | $6,529,100 | 13,625 | 1.85% | 1.32% |
| 24 | Nvidia Corporation | COM | $6,164,517 | 35,347 | 1.74% | 1.25% |
| 25 | Regions Financial Corp New | COM | $6,106,203 | 233,775 | 1.73% | 1.23% |
Top 25 of 78 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 417 | $126M | 25.5% |
| High net worth individuals | 149 | $349M | 70.6% |
| Pension and profit sharing plans | 10 | $15.4M | 3.12% |
| Charitable organizations | 0 | $4.3M | 0.86% |
| Corporations and other businesses | 6 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Telnet Worldwide, Inc. 401(k) Plan Telnet Worldwide, Inc. | 2024 | |
| Lawrence Technological University Dc Retirement Plan Lawrence Technological University | 2024 | |
| Mersino Management Company Cash Balance Plan Mersino Management Company | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Todd Robinson Moss | Chief Compliance Officer | CFP | Dec 2020 (6y) | ≈ 56.25% – 100% via Teammoss Iii, Llc |
| Kristie Lee Guadiano | Sole Member | Oct 2021 (5y) | ≈ 3.75% – 10% via Kleekmsu, Llc | |
| Eric Robinson Moss | Registered representative | Feb 2021 (5y) | ||
| Brian A Stone | Registered representative | Mar 2023 (3y) | ||
| Nicholas Loberg | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Teammoss Iii, Llc | Sole Member | Oct 2021 | A | 75% or more |
| Kleekmsu, Llc | Sole Member | Oct 2021 | A | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Todd Robinson Moss: 75% – 100% of Teammoss Iii, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kristie Lee Guadiano: 75% – 100% of Kleekmsu, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Telnet Worldwide, Inc. 401(k) Plan | Telnet Worldwide, Inc. | 185 | $4.1M | 01/01/2024 |
| Lawrence Technological University Dc Retirement Plan | Lawrence Technological University | 452 | $99.7M | 01/01/2024 |
| Mersino Management Company Cash Balance Plan | Mersino Management Company | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $463M (93% of AUM) Mar 2026
- Advisortrust, Inc. $102M (10% of AUM) Dec 2024
- Matrix Trust Company $99.2M (16% of AUM) Nov 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗