Neuberger Berman Loan Advisers Ii Llc
- Regulatory AUM
- $9.0B
- Discretionary
- $9.0B
- Clients
- 18
- Avg AUM / client
- $503M
- Accounts
- 18
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | — | — |
| High net worth individuals | Fewer than 5 clients | — | — |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pooled investment vehicles (non-investment companies) | 18 | $9.0B | 100.0% |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | Fewer than 5 clients | — | — |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | Fewer than 5 clients | — | — |
Private funds (18)
View all →Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $9.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Neuberger Berman Loan Advisers Clo 49, Ltd. | Securitized Asset Fund | Jersey | $630M | 0 |
| Neuberger Berman Loan Advisers Clo 46, Ltd. | Securitized Asset Fund | Cayman Islands | $588M | 0 |
| Neuberger Berman Loan Advisers Clo 44, Ltd. | Securitized Asset Fund | Cayman Islands | $587M | 0 |
| Neuberger Berman Loan Advisers Clo 47, Ltd. | Securitized Asset Fund | Cayman Islands | $587M | 0 |
| Neuberger Berman Loan Advisers Clo 48, Ltd. | Securitized Asset Fund | Jersey | $585M | 0 |
| Neuberger Berman Loan Advisers Clo 43, Ltd. | Securitized Asset Fund | Cayman Islands | $584M | 0 |
| Neuberger Berman Loan Advisers Clo 42, Ltd. | Securitized Asset Fund | Cayman Islands | $584M | 0 |
| Neuberger Berman Loan Advisers Clo 45, Ltd. | Securitized Asset Fund | Cayman Islands | $583M | 0 |
| Neuberger Berman Loan Advisers Clo 51, Ltd. | Securitized Asset Fund | Jersey | $557M | 0 |
| Neuberger Berman Loan Advisers Nbla Clo 50, Ltd. | Securitized Asset Fund | Jersey | $493M | 0 |
| Neuberger Berman Loan Advisers Clo 39, Ltd. | Securitized Asset Fund | Cayman Islands | $487M | 0 |
| Neuberger Berman Loan Advisers Clo 38, Ltd. | Securitized Asset Fund | Cayman Islands | $486M | 0 |
| Neuberger Berman Loan Advisers Clo 40, Ltd. | Securitized Asset Fund | Cayman Islands | $485M | 0 |
| Neuberger Berman Loan Advisers Clo 41, Ltd. | Securitized Asset Fund | Cayman Islands | $484M | 0 |
| Neuberger Berman Loan Advisers Nbla Clo 52, Ltd. | Securitized Asset Fund | Jersey | $477M | 0 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Lord | Chief Compliance Officer, Assistant Secretary And Senior Vice President | Oct 2019 (7y) | Less than 5% | |
| Stephen Gregory Wright | Director And Managing Director | Oct 2019 (7y) | Less than 5% | |
| De Regt, Kenneth, M | Director And Managing Director | Sep 2021 (5y) | Less than 5% | |
| Anne Faris Brennan | Director And Managing Director | CFA | Jun 2024 (2y) | Less than 5% |
| Ashok Kumar Bhatia | Director, Managing Director And Chief Executive Officer | CFA | Jun 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Neuberger Berman Loan Advisers Holdings Ii Lp | Member | Oct 2019 | A | 75% or more |
| Neuberger Berman Investment Advisers Holdings Llc | Member | May 2009 | B | 75% or more of Neuberger Berman Investment Advisers Llc (indirect) |
| Neuberger Berman Group Llc | Member | Feb 2009 | B | 75% or more of Neuberger Berman Investment Advisers Holdings Llc (indirect) |
| Nbsh Acquisition, Llc | Member | May 2009 | B | 75% or more of Neuberger Berman Group Llc (indirect) |
| New York State Common Retirement Fund | Limited Partner | Jun 2020 | B | ≈ 14.06% – 50% via Neuberger Berman Loan Advisers Holdings Ii (Delaware) Lp |
| Neuberger Berman Loan Advisers Holdings Ii (Cayman) Lp | Limited Partner | Oct 2019 | B | ≈ 37.5% – 75% via Neuberger Berman Loan Advisers Holdings Ii Lp |
| Neuberger Berman Loan Advisers Holdings Ii (Delaware) Lp | Limited Partner | Jun 2020 | B | ≈ 18.75% – 50% via Neuberger Berman Loan Advisers Holdings Ii Lp |
| The Canadian Medical Protective Association | Limited Partner | Mar 2021 | B | ≈ 9.38% – 37.5% via Neuberger Berman Loan Advisers Holdings Ii (Cayman) Lp |
| Neuberger Berman Loan Advisers Holdings Ii Gp Llc | General Partner | Oct 2019 | B | GP / trustee / elected manager of Neuberger Berman Loan Advisers Holdings Ii Lp (indirect) |
| Neuberger Berman Investment Advisers Llc | Member | Oct 2019 | B | GP / trustee / elected manager of Neuberger Berman Loan Advisers Holdings Ii Gp Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- New York State Common Retirement Fund: 75% – 100% of Neuberger Berman Loan Advisers Holdings Ii (Delaware) Lp × 25% – 50% of Neuberger Berman Loan Advisers Holdings Ii Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Neuberger Berman Loan Advisers Holdings Ii (Cayman) Lp: 50% – 75% of Neuberger Berman Loan Advisers Holdings Ii Lp × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Neuberger Berman Loan Advisers Holdings Ii (Delaware) Lp: 25% – 50% of Neuberger Berman Loan Advisers Holdings Ii Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
- The Canadian Medical Protective Association: 25% – 50% of Neuberger Berman Loan Advisers Holdings Ii (Cayman) Lp × 50% – 75% of Neuberger Berman Loan Advisers Holdings Ii Lp × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (18, $9.3B gross assets)
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 4.62 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. Status: On Appeal Sanction Detail: AS NOTED IN 9 ABOVE, THIS MATTER HAS BEEN APPEALED TO THE BAFIN. Summary: NBSH FILED AN APPEAL TO THE BAFIN ON AUGUST 29, 2024 STATING THAT A SINGLE LATE SHAREHOLDER NOTIFICATION REPORTING A SMALL REDUCTION IN POSITION SIZE WAS DUE TO A CLERICAL ERROR AND THAT THE FIRM HAS SINCE ENHANCED ITS SYSTEMS TO PREVENT FUTURE OCCURRENCES. THE APPEAL REMAINS PENDING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗