AUMdb
LI

Lp Investment Management, Llc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 306615 · SEC file 801-117960 · Dallas, TX
☆ Save with Pro ADV data as of Apr 01, 2026
Regulatory AUM
$696M
Discretionary
$0
Clients
Avg AUM / client
Accounts
4
Employees
2

AUM over time

$0 $785M
Dec 17, 2019 Apr 1, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals Fewer than 5 clients $209M 30.1%
Corporations and other businesses Fewer than 5 clients $487M 69.9%

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Pierce, Alan, Kent Managing Member And Chief Compliance Officer Dec 2019 (7y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/01/2026 853 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.

View current Form ADV (SEC/IAPD) ↗