Schroder Investment Management (Japan) Limited
- Regulatory AUM
- $11.0B
- Discretionary
- $10.7B
- Clients
- 100
- Avg AUM / client
- $110M
- Accounts
- 100
- Employees
- 81
AUM over time
Annual snapshots from Form ADV filings · as of May 11, 2026
Asset allocation (SMA assets by investment type)
as of May 11, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 57 | $3.5B | 32.2% |
| Pension and profit sharing plans | 16 | $626M | 5.68% |
| State or municipal government entities | 7 | $1.9B | 17.6% |
| Corporations and other businesses | 20 | $4.9B | 44.5% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sugiura, Shingo | Cheif Administrative Officer, Director, Member Of The Board | Oct 2019 (7y) | Less than 5% | |
| Nonaka, Shintaro | Chief Compliance Officer For Japan | Nov 2019 (7y) | Less than 5% | |
| Kurose, Noriaki | President, Chief Executive Officer | May 2020 (6y) | Less than 5% | |
| Durack, Christopher, James | Direcotor, Member Of The Board | Mar 2023 (3y) | Less than 5% | |
| Toyoda, Kazuhiro | Head Of Japanese Equities, Direcotor, Member Of The Board | Sep 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schroder International Holdings Limited | Shareholder | Dec 1980 | A | 75% or more |
| Schroder Administration Limited | Shareholder | Jun 2004 | B | ≈ 56.25% – 100% via Schroder International Holdings Limited |
| Schroders Plc | Shareholder | Jun 2004 | B | ≈ 42.19% – 100% via Schroder Administration Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Schroder Administration Limited: 75% – 100% of Schroder International Holdings Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Schroders Plc: 75% – 100% of Schroder Administration Limited × 75% – 100% of Schroder International Holdings Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 1.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $5.4B (24% of AUM) Jan 2022
- Japan Trustee Services Bank, Ltd. $3.2B (12% of AUM) Feb 2020
- The Master Trust Bank Of Japan, Ltd $1.7B (16% of AUM) May 2026
- Custody Bank Of Japan, Ltd. $847M (8% of AUM) May 2026
- Trust And Custody Services Bank Ltd $139M (1% of AUM) Feb 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗