AUMdb

Modern Capital Management, Co.

SEC-registered Insurance-Affiliated · Boutique (under $100M) CRD 306631 · SEC file 801-117876 · Mt Pleasant, SC · www.moderncap.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$90.7M
Discretionary
$87.3M
Clients
21
Avg AUM / client
$4.3M
Accounts
25
Employees
6

AUM over time

$0 $101M
Nov 27, 2019 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) Fewer than 5 clients $3.3M 3.67%
Banking or thrift institutions 12 $9.2M 10.2%
Investment companies 1 $76.1M 84.0%
Corporations and other businesses 8 $2.0M 2.18%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Bradley Dale Atkins Ceo Oct 2019 (7y) ≈ 56.25% – 100% via Modern Capital Inc.
Kristof Wild Cco Mar 2024 (2y) Less than 5%
Ryan James Millman Registered representative Nov 2023 (3y)
John Marshall Tabb Registered representative CFP Feb 2025 (2y)
Mark Axmacher Registered representative Jan 2026 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Modern Capital Inc. Parent Company Oct 2019 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Bradley Dale Atkins: 75% – 100% of Modern Capital Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.13 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗