Carta Financiera Sa.
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Boggiano, Miguel, Angel | President And Ceo | Feb 2014 (13y) | ≈ 37.5% – 75% via Carta Financiera Llc | |
| Olivera, Tomas | Chief Operating Officer | Feb 2014 (13y) | ≈ 18.75% – 50% via Carta Financiera Llc | |
| Gomez Beret, Agustin, Mario | Chief Compliance Officer | Aug 2019 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Carta Financiera Llc | Owner | Feb 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Boggiano, Miguel, Angel: 50% – 75% of Carta Financiera Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Olivera, Tomas: 25% – 50% of Carta Financiera Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 925 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $20.7M (100% of AUM) May 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗