Attessa Capital Llc
- Regulatory AUM
- $344M
- Discretionary
- $344M
- Clients
- 246
- Avg AUM / client
- $1.4M
- Accounts
- 699
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 125 | $53.9M | 15.7% |
| High net worth individuals | 116 | $281M | 81.9% |
| Charitable organizations | 3 | $2.2M | 0.64% |
| Corporations and other businesses | 2 | $6.1M | 1.79% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alec Scott Berens | Managing Partner | Nov 2019 (7y) | ≈ 18.75% – 50% via Asb Capital Llc | |
| David William Kornberg | Chief Compliance Officer | Nov 2019 (7y) | ≈ 18.75% – 50% via Dwk Capital Llc | |
| James Andrew Good | Managing Partner & Chief Investment Officer | Nov 2019 (7y) | 25% – 50% | |
| Matthew William Harrison | Owner | CFP CFA | Jan 2024 (3y) | ≈ 18.75% – 50% via Mwh Investments, Llc |
| Alexis Michelle Stathis | Registered representative | Jan 2024 (3y) | ||
| Christopher John Campisano | Registered representative | CFA | Jan 2024 (3y) | |
| Gabriela Marisol Ramos | Registered representative | Jan 2024 (3y) | ||
| Julia Ann Rogan | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dwk Capital Llc | Partner | Jan 2024 | A | 25% – 50% |
| Asb Capital Llc | Partner | Jan 2024 | A | 25% – 50% |
| Mwh Investments, Llc | Partner | Jan 2024 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Alec Scott Berens: 75% – 100% of Asb Capital Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- David William Kornberg: 75% – 100% of Dwk Capital Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Matthew William Harrison: 75% – 100% of Mwh Investments, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FREE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $344M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.
View current Form ADV (SEC/IAPD) ↗