AUMdb
LI

Lel Investment Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 306840 · Long Island City, NY
☆ Save with Pro ADV data as of Apr 02, 2020
Regulatory AUM
$100K
Discretionary
$100K
Clients
8
Avg AUM / client
$12.5K
Accounts
8
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 8 $100K 100.0%

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/02/2020 927 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2020.

View current Form ADV (SEC/IAPD) ↗