46 Peaks Llc
- Regulatory AUM
- $272M
- Discretionary
- $272M
- Clients
- 135
- Avg AUM / client
- $2.0M
- Accounts
- 445
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44 | $21.1M | 7.75% |
| High net worth individuals | 91 | $249M | 91.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.8M | 0.65% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Erik Nmn Mosholt | Managing Member | CFP | Feb 2020 (7y) | 25% – 50% |
| Louis Clay Fancher | Managing Member | CFP Chartered Financial Consultant | Feb 2020 (7y) | 25% – 50% |
| Brad Kenneth Heindel | Director Of Research | CFP | Feb 2020 (6y) | 10% – 25% |
| Valente, Linda, Christine | Chief Compliance Officer | Nov 2021 (5y) | Less than 5% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/20/2026 | 943 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $254M (93% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.
View current Form ADV (SEC/IAPD) ↗