Harbourfront Wealth America Inc.
- Regulatory AUM
- $9.2M
- Discretionary
- $8.3M
- Clients
- 22
- Avg AUM / client
- $418K
- Accounts
- 24
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $3.7M | 40.7% |
| High net worth individuals | 7 | $5.5M | 59.3% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Popescu, Daniel, Razvan | Chief Executive Officer | Nov 2019 (7y) | Less than 5% | |
| Stibbard, Lynn, Patricia | Chief Financial Officer | Jan 2020 (7y) | Less than 5% | |
| Ellis, Calder, Ashton | Chief Compliance Officer | Apr 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Harbourfront Wealth Holdings Inc | Shareholder | Nov 2013 | A | 75% or more |
| Ag Harbourfront Holdings, Lp | Shareholder | Sep 2022 | B | ≈ 37.5% – 75% via Harbourfront Wealth Holdings Inc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ag Harbourfront Holdings, Lp: 50% – 75% of Harbourfront Wealth Holdings Inc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $9.2M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 14, 2026.
View current Form ADV (SEC/IAPD) ↗