Secfi Advisory Limited
- Regulatory AUM
- $226M
- Discretionary
- $176M
- Clients
- 55
- Avg AUM / client
- $4.1M
- Accounts
- 55
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $44.5M | 19.7% |
| Pooled investment vehicles (non-investment companies) | 4 | $181M | 80.3% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $43.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Bergamot Trust | Other Private Fund | Delaware | $34.3M | 2 |
| Rioja Fund I Llc | Other Private Fund | Delaware | $8.0M | 2 |
| Sonoma Fund 2022, Llc | Other Private Fund | Delaware | $1.0M | 2 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mijnhardt, Frederik, Anton | Director | Feb 2018 (9y) | Less than 5% | |
| Moreno De Los Rios, Jaime, Vicente | Chief Operating Officer | Jun 2021 (5y) | Less than 5% | |
| Marwaha, Michelle | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| John A Morrison | Registered representative | CFA | Sep 2022 (4y) | |
| John Klingler | Registered representative | Feb 2023 (3y) | ||
| Michael Lavere Allred | Registered representative | CFP | Jun 2024 (2y) | |
| Timothy James Lee | Registered representative | CFP | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Secfi, Inc. | Sole Shareholder | Feb 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $43.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Bergamot Trust | Other Private Fund | $34.3M | $0 | 2 |
| Rioja Fund I Llc | Other Private Fund | $8.0M | $0 | 2 |
| Sonoma Fund 2022, Llc | Other Private Fund | $1.0M | $0 | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.86 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Truist Financial Corp $40.9M (18% of AUM) Jun 2026
- Altruist Financial $40.9M (18% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗