Hawks Point Capital Partners Llc
SEC-registered
Investment Adviser · Boutique (under $100M)
CRD 307006
· SEC file 801-122906
· Rye Brook, NY
· www.hawkspointcapital.com
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ADV data as of Mar 25, 2026
- Regulatory AUM
- $61.4M
- Discretionary
- $0
- Clients
- 2
- Avg AUM / client
- $30.7M
- Accounts
- 2
- Employees
- 3
AUM over time
$25.0M
$75.0M
Nov 18, 2021
Mar 25, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 1 | $23.5M | 38.2% |
| Insurance companies | 1 | $37.9M | 61.8% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Garza, Jaime, Gonzalo | Managing Partner | Nov 2019 (7y) | 50% – 75% | |
| Hartzell, John, Michael | Chief Compliance Officer, Managing Partner | Nov 2019 (7y) | 50% – 75% | |
| Baffour Gyewu, Nana | Member | Jun 2020 (6y) | 5% – 10% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗