Caprice Capital Partners, Llc
- Regulatory AUM
- $123M
- Discretionary
- $82.7M
- Clients
- 2
- Avg AUM / client
- $61.6M
- Accounts
- 3
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $82.7M | 67.1% |
| Insurance companies | Fewer than 5 clients | $40.6M | 32.9% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $146M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| 1974 Portfolio Investments I, Llc | Hedge Fund | Delaware | $76.8M | 14 |
| 1974 Portfolio Investment Ii, L.P. | Hedge Fund | Delaware | $69.5M | 9 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomson, Richard, Nmn | Owner | Jan 2019 (8y) | ≈ 37.5% – 75% via Wcr Holdings Llc | |
| Vinci, Michael, David | Chief Compliance Officer, Chief Operating Officer, Chief Financial Officer | Nov 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wcr Holdings Llc | Owner | Feb 2019 | A | 75% or more |
| Advantage Capital Holdings Llc | Owner | Feb 2019 | B | ≈ 18.75% – 56.25% via Paca Wcr Llc |
| Rt Caprice Holdings, Llc | Member | May 2019 | B | ≈ 37.5% – 75% via Wcr Holdings Llc |
| Paca Wcr Llc | Member | May 2019 | B | ≈ 37.5% – 75% via Wcr Holdings Llc |
Estimated effective ownership (look-through of filed bands):
- Thomson, Richard, Nmn: 50% – 75% of Wcr Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Advantage Capital Holdings Llc: 50% – 75% of Paca Wcr Llc × 50% – 75% of Wcr Holdings Llc × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Rt Caprice Holdings, Llc: 50% – 75% of Wcr Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Paca Wcr Llc: 50% – 75% of Wcr Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $146M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| 1974 Portfolio Investments I, Llc | Hedge Fund | $76.8M | $0 | 14 |
| 1974 Portfolio Investment Ii, L.P. | Hedge Fund | $69.5M | $0 | 9 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • LOAN ADMINISTRATION FEES/LEAD ARRANGER FEES
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗