Sagace Wealth Management, Llc
- Regulatory AUM
- $163M
- Discretionary
- $163M
- Clients
- 80
- Avg AUM / client
- $2.0M
- Accounts
- 263
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32 | $14.2M | 8.7% |
| High net worth individuals | 47 | $146M | 89.8% |
| Charitable organizations | 1 | $2.4M | 1.49% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dodd Marvel Disler | Member | May 2017 (9y) | ≈ 25% – 56.25% via Dmd Capital, Llc | |
| James R. Spoor | Member | Jan 2020 (7y) | ≈ 3.75% – 10% via Kincarsar, Llc | |
| Warren Gordon Spoor | Member | Personal Financial Specialist | Jun 2020 (6y) | ≈ 6.25% – 25% via Sbfh Investments Llc |
| Richard B Franz | Member | Jul 2020 (6y) | ≈ 6.25% – 25% via Sbfh Investments Llc | |
| Stephen Michael Bunch | Member | Jun 2023 (3y) | ≈ 6.25% – 25% via Sbfh Investments Llc | |
| John David Harper | Member | Personal Financial Specialist | Jul 2023 (3y) | ≈ 6.25% – 25% via Sbfh Investments Llc |
| Jake Eddy Pendl | Registered representative | May 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dmd Capital, Llc | Member | May 2017 | A | 50% – 75% |
| Sbfh Investments Llc | Member | Jun 2023 | A | 25% – 50% |
| Kincarsar, Llc | Member | Jan 2020 | A | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dodd Marvel Disler: 50% – 75% of Dmd Capital, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- James R. Spoor: 75% – 100% of Kincarsar, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Warren Gordon Spoor: 25% – 50% of Sbfh Investments Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Richard B Franz: 25% – 50% of Sbfh Investments Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Stephen Michael Bunch: 25% – 50% of Sbfh Investments Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- John David Harper: 25% – 50% of Sbfh Investments Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $163M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.
View current Form ADV (SEC/IAPD) ↗