AUMdb

Echo45 Advisors Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 307265 · SEC file 801-118109 · Walnut Creek, CA · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Jun 18, 2026
Regulatory AUM
$227M
Discretionary
$223M
Clients
201
Avg AUM / client
$1.1M
Accounts
599
Employees
8

AUM over time

$0 $227M
Jan 22, 2020 Jun 18, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 18, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 139 $74.4M 32.7%
High net worth individuals 62 $153M 67.3%
Corporations and other businesses Fewer than 5 clients $46.9K 0.02%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jon E Henderson Grantor & Trustee CFP Apr 2015 (11y) ≈ 56.25% – 100% via Jon Henderson Living Trust
Reichert, David, James Chief Compliance Officer Mar 2024 (2y) Less than 5%
James Matthew Sutton Registered representative Aug 2020 (6y)
Genecar Z Vivo Registered representative Jan 2025 (2y)
Cole Stephen Matsuura Registered representative Mar 2025 (1y)
Jason Qiu Registered representative May 2026 (0y)
Sean Michael O'brien Registered representative Jun 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Jon Henderson Living Trust Managing Member Feb 2020 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Jon E Henderson: 75% – 100% of Jon Henderson Living Trust × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/18/2026 992 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.

View current Form ADV (SEC/IAPD) ↗