BP
Breakout Private Wealth Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 307339
· Glenview, IL
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ADV data as of Mar 10, 2023
- Regulatory AUM
- $11.6M
- Discretionary
- $6.7M
- Clients
- 21
- Avg AUM / client
- $552K
- Accounts
- 36
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $3.8M | 32.4% |
| High net worth individuals | 3 | $2.9M | 25.3% |
| Pension and profit sharing plans | 1 | $4.9M | 42.3% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2023 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $6.7M (58% of AUM) Mar 2023
- Truist Financial Corp $30.0K (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2023.
View current Form ADV (SEC/IAPD) ↗