Sfg Wealth Advisors, Llc
- Regulatory AUM
- $188M
- Discretionary
- $174M
- Clients
- 251
- Avg AUM / client
- $748K
- Accounts
- 779
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 190 | $57.9M | 30.8% |
| High net worth individuals | 55 | $126M | 67.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $724K | 0.39% |
| Charitable organizations | 5 | $1.5M | 0.82% |
| Corporations and other businesses | 1 | $1.6M | 0.85% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bruce Donald Snyder | Managing Member/Chief Compliance Officer | CFP | Jan 2020 (7y) | 50% – 75% |
| Snyder, Heather, Leigh | Member | Jan 2020 (7y) | 10% – 25% | |
| Daniel Thomas Bader | Registered representative | CFA | Sep 2024 (2y) | |
| Emily Elizabeth Kelly | Registered representative | Jan 2025 (2y) | ||
| David John Zallo | Registered representative | Mar 2025 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Distributors Company Llc $99.0M (53% of AUM) Mar 2026
- Charles Schwab & Co. $88.6M (47% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗