Hoxton Wealth Usa Llc
- Regulatory AUM
- $804M
- Discretionary
- $0
- Clients
- 1,378
- Avg AUM / client
- $583K
- Accounts
- 1,805
- Employees
- 74
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 949 | $343M | 42.7% |
| High net worth individuals | 429 | $461M | 57.3% |
People (39)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Anthony Ball | Chief Executive Officer/Owner | Dec 2019 (7y) | ≈ 28.13% – 75% via Scb Iom Holdings Limited | |
| Donatelli, Philip, Andru | Chief Compliance Officer | Dec 2019 (7y) | Less than 5% | |
| Bradley Philip Spencer Hamilton | Manager | Oct 2022 (4y) | 5% – 10% | |
| Jonathan Simon Brookes | Registered representative | Sep 2020 (6y) | ||
| Matthew Paul Dean | Registered representative | Oct 2020 (6y) | ||
| Luke Bennett | Registered representative | May 2021 (5y) | ||
| Avi Shah | Registered representative | Jun 2021 (5y) | ||
| Paul Molloy | Registered representative | Jan 2022 (5y) | ||
| Francesco Angelo Morabito | Registered representative | Apr 2022 (4y) | ||
| Dean Michael Elliott | Registered representative | May 2022 (4y) | ||
| Antony H. Marziban | Registered representative | Jul 2022 (4y) | ||
| Michael Richard Yuille | Registered representative | Oct 2022 (4y) | ||
| Daniel Abbott | Registered representative | May 2023 (3y) | ||
| Declan Trainor | Registered representative | Aug 2023 (3y) | ||
| Richard Brian Cawley | Registered representative | Oct 2023 (3y) | ||
| Jesper Sommer Christensen | Registered representative | Jan 2024 (3y) | ||
| Oscar Michael Anthony Bugeja | Registered representative | Jan 2024 (3y) | ||
| George Barrie Stainton | Registered representative | May 2024 (2y) | ||
| Derik Antony | Registered representative | Jul 2024 (2y) | ||
| Linda Giuliana Lago Serrudo | Registered representative | Sep 2024 (2y) | ||
| Dewi Evans | Registered representative | Oct 2024 (2y) | ||
| Lewis Smith | Registered representative | Nov 2024 (2y) | ||
| Ryan Michael Hudson | Registered representative | Jan 2025 (2y) | ||
| Wadea Faisal Alabdi | Registered representative | Jan 2025 (2y) | ||
| Aaron Stevenson | Registered representative | Feb 2025 (1y) | ||
| Bhavin Vaja | Registered representative | Mar 2025 (1y) | ||
| Charles Roy Whitebread | Registered representative | Mar 2025 (1y) | ||
| Ravinder Singh Gill | Registered representative | Mar 2025 (1y) | ||
| Tom Streader | Registered representative | May 2025 (1y) | ||
| Callum Lee Mc Kinney | Registered representative | Sep 2025 (1y) | ||
| Domonic Laurent Mustafa | Registered representative | Oct 2025 (1y) | ||
| Anastasia Zadavina | Registered representative | Oct 2025 (1y) | ||
| William David Gray | Registered representative | Feb 2026 (0y) | ||
| Adam Liddelow | Registered representative | Feb 2026 (0y) | ||
| Lloyd Simpson | Registered representative | May 2026 (0y) | ||
| Zeeshaan Qayyum | Registered representative | May 2026 (0y) | ||
| Jonathon Bithell | Registered representative | Jun 2026 (0y) | ||
| Michael Sappal | Registered representative | Jun 2026 (0y) | ||
| Louis James Walker | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hcm Trading Holdings, Ltd | Owner | Feb 2022 | A | 75% or more |
| Scb Iom Holdings Limited | Shareholder | Apr 2020 | B | ≈ 37.5% – 75% via Hcm Trading Holdings, Ltd |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christopher Anthony Ball: 75% – 100% of Scb Iom Holdings Limited × 50% – 75% of Hcm Trading Holdings, Ltd × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Scb Iom Holdings Limited: 50% – 75% of Hcm Trading Holdings, Ltd × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 2.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: . THE COMPLAINT ALLEGED THAT MR. HAMILTON'S ACTIVITIES WHILE EMPLOYED AS AN INVESTMENT ADVISORY REPRESENTATIVE AT DEVERE USA, INC., MISLEAD PROSPECTIVE CLIENTS CONCERNING THE BENEFITS OF IRREVERSIBLY TRANSFERRING THEIR UNITED KINGDOM (UK) PENSIONS TO AN OFFSHORE PENSION PLAN AS WELL AS FAILING TO ACCURATELY DISCLOSE POTENTIAL CONFLICTS OF INTEREST. Status: Final Summary: THE SEC SUBMITTED A MEMORANDUM TO THE COURT RECOMMENDING APPROVAL OF THE PROPOSED JUDGMENTS, WHICH RESOLVES ALL CLAIMS IN THIS ACTION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PENSION ADVISORY SERVICES (SERVICE LEVELS)
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Interactive Brokers $311M (39% of AUM) Jul 2026
- Rl360 Insurance Company Limited $268M (33% of AUM) Jul 2026
- Novia Global Ltd $110M (14% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗