AUMdb

Aspen Wealth Strategies, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 307424 · SEC file 801-119473 · Arvada, CO · aspenwealthstrategies.com
☆ Save with Pro ADV data as of Feb 25, 2026
Regulatory AUM
$312M
Discretionary
$309M
Clients
363
Avg AUM / client
$860K
Accounts
1,173
Employees
7

AUM over time

$0 $312M
Aug 17, 2020 Feb 25, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 248 $80.8M 25.9%
High net worth individuals 115 $224M 71.9%
Charitable organizations Fewer than 5 clients $7.0M 2.23%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Amber Kelly Anderson Chief Compliance Officer And Chief Executive Officer Feb 2020 (7y) Less than 5%
Andy Don Mcclaflin Chairman And Wealth Advisor Feb 2020 (7y) 75% or more
Cade Nathaniel Hengel Registered representative Nov 2020 (6y)
Stephanie C. Mcelheny Registered representative CFP Nov 2020 (6y)
Kellie G Beiers Registered representative Jul 2023 (3y)
Blake Wilson Registered representative Apr 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/25/2026 995 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • CONSULTING FEES

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.

View current Form ADV (SEC/IAPD) ↗