Quincy Wells Advisors, Llc
- Regulatory AUM
- $87.3M
- Discretionary
- $40.0M
- Clients
- 247
- Avg AUM / client
- $354K
- Accounts
- 406
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 232 | $40.5M | 46.3% |
| High net worth individuals | 13 | $37.3M | 42.7% |
| Pension and profit sharing plans | 1 | $9.5M | 10.9% |
| Corporations and other businesses | 1 | $81.4K | 0.09% |
People (30)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Herrmann, Arthur, Edward | Managing Member | Aug 2000 (26y) | ≈ 37.5% – 75% via Great Point Trading Llc | |
| Moore, John, Christian | Managing Member | Aug 2000 (26y) | ≈ 37.5% – 75% via Great Point Trading Llc | |
| Neppel, John, Paul | Officer | Jan 2020 (7y) | Less than 5% | |
| Peter Henry Karnowski | Officer | Jan 2020 (7y) | Less than 5% | |
| Cummins, Valerie | Managing Director Of Ria Operations | May 2023 (3y) | Less than 5% | |
| Jonathan Frame | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Keegan De Silva | Registered representative | Jan 2022 (5y) | ||
| Reed Haimson | Registered representative | CFP | Jan 2022 (5y) | |
| John Peter Ferrick | Registered representative | Jan 2022 (5y) | ||
| Scott David Carl | Registered representative | CFP | Jan 2022 (5y) | |
| James Patrick Lynch | Registered representative | Jan 2022 (5y) | ||
| James David Beaudoin | Registered representative | Jan 2024 (3y) | ||
| Stephen T Glasgow | Registered representative | Jan 2025 (2y) | ||
| Nichole Elizabeth Shadow | Registered representative | Aug 2025 (1y) | ||
| Brenna Reid Winters | Registered representative | Jan 2026 (1y) | ||
| Christopher Robert Burns | Registered representative | Mar 2026 (0y) | ||
| Curtis Jerome Sathre | Registered representative | Mar 2026 (0y) | ||
| James Michael Richard | Registered representative | Mar 2026 (0y) | ||
| John Fielding Crigler | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Phillip Wade Parker | Registered representative | Mar 2026 (0y) | ||
| Charles Bryant Kerker | Registered representative | Mar 2026 (0y) | ||
| Jeffrey Antonio Garcia | Registered representative | Mar 2026 (0y) | ||
| Clemont Lee Bevill | Registered representative | Apr 2026 (0y) | ||
| Royce Lee Cannon | Registered representative | CFP | Apr 2026 (0y) | |
| Paul Eric Hogenson | Registered representative | Apr 2026 (0y) | ||
| Daniel Wade Williams | Registered representative | Apr 2026 (0y) | ||
| Karl Wolfgang Suess | Registered representative | Apr 2026 (0y) | ||
| Peter Alexander Kitzerow | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Donald Troy Vieth | Registered representative | Jun 2026 (0y) | ||
| Matthew Paul Den Bleyker | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Great Point Trading Llc | Member | Jan 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Herrmann, Arthur, Edward: 50% – 75% of Great Point Trading Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Moore, John, Christian: 50% – 75% of Great Point Trading Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗