Stratton Capital Investment Advisory Llc
- Regulatory AUM
- $138M
- Discretionary
- $136M
- Clients
- 663
- Avg AUM / client
- $209K
- Accounts
- 643
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 582 | $56.6M | 40.9% |
| High net worth individuals | 61 | $75.4M | 54.5% |
| Pension and profit sharing plans | 15 | $2.7M | 1.97% |
| Corporations and other businesses | 5 | $3.7M | 2.64% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marcelo Custodio Cabral | Managing Member / Principal And Chief Compliance Officer | Jan 2020 (7y) | 75% or more | |
| Claudio Di Pasquale Escobar | Registered representative | Oct 2023 (3y) | ||
| Shinichiro Fukui Tamura | Registered representative | Aug 2024 (2y) | ||
| Gabriel Rabinovici | Registered representative | Apr 2025 (1y) | ||
| Lin Jwo Shiow | Registered representative | May 2025 (1y) | ||
| Vinícius Martins Flores | Registered representative | Sep 2025 (1y) | ||
| Eduardo Venosa Junior | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/04/2026 | 991 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $132M (95% of AUM) Jun 2026
- Morgan Stanley $3.0M (2% of AUM) Jun 2026
- Interactive Brokers $672K (0% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 04, 2026.
View current Form ADV (SEC/IAPD) ↗