Orix Advisers, Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 307580
· SEC file 801-118177
· New York, NY
· orixcapitalpartners.com
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ADV data as of Jun 29, 2026
- Regulatory AUM
- $9.6B
- Discretionary
- $7.3B
- Clients
- 15
- Avg AUM / client
- $642M
- Accounts
- 21
- Employees
- 372
AUM over time
$533M
$9.6B
Feb 2020
Mar 2026
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 15 | $6.6B | 68.3% |
| Insurance companies | Fewer than 5 clients | $484M | 5.02% |
| Corporations and other businesses | Fewer than 5 clients | $434M | 4.51% |
| Other | Fewer than 5 clients | $2.1B | 22.2% |
Private funds (15)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $5.9B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Orix Capital Fund I, Lp | Private Equity Fund | Delaware | $934M | 8 |
| Signal Peak Clo 4, Ltd | Securitized Asset Fund | Cayman Islands | $589M | 12 |
| Signal Peak Clo 9, Ltd | Securitized Asset Fund | Cayman Islands | $498M | 14 |
| Signal Peak Clo 8, Ltd. | Securitized Asset Fund | Cayman Islands | $496M | 2 |
| Signal Peak Clo 1, Ltd | Securitized Asset Fund | Cayman Islands | $444M | 17 |
| Signal Peak Clo 6, Ltd. | Securitized Asset Fund | Cayman Islands | $440M | 16 |
| Signal Peak Clo 5, Ltd. | Securitized Asset Fund | Cayman Islands | $405M | 20 |
| Signal Peak Clo 12, Ltd | Securitized Asset Fund | Jersey | $398M | 11 |
| Signal Peak Clo 10, Ltd | Securitized Asset Fund | Cayman Islands | $395M | 13 |
| Signal Peak Clo 7, Ltd | Securitized Asset Fund | Cayman Islands | $393M | 16 |
| Signal Peak Clo 3, Ltd | Securitized Asset Fund | Cayman Islands | $302M | 12 |
| Signal Peak Clo 2, Llc | Securitized Asset Fund | Delaware | $256M | 4 |
| Signal Peak Clo 11, Ltd | Other Private Fund | Cayman Islands | $178M | 1 |
| Signal Peak Clo Bobby | Other Private Fund | Jersey | $169M | 1 |
| Signal Peak Clo Opportunities Fund, L.P. | Hedge Fund | Delaware | $3.3M | 54 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gilroy, Charles, Francis | Chief Operating Officer | Dec 2020 (6y) | Less than 5% | |
| Halickman, Michele, Elissa | Chief Compliance Officer | Sep 2022 (4y) | Less than 5% | |
| Van Hassel, Gilbert | Executive Chairman | Sep 2022 (4y) | Less than 5% | |
| Abrams, Jeffrey, Brian | Head Of Private Credit And Real Estate | Dec 2023 (3y) | Less than 5% | |
| Zhu, Yue | Chief Financial Officer | May 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Oam Holdings, Llc | Majority Shareholder | Aug 2016 | A | 75% or more |
| Ocu Global Asset Management, Llc | Sole Owner | Sep 2017 | B | ≈ 56.25% – 100% via Oam Holdings, Llc |
| Ocu Opco Holdings, Llc | Sole Owner | Sep 2015 | B | ≈ 42.19% – 100% via Ocu Global Asset Management, Llc |
| Orix Capital Markets, Llc | Sole Owner | Sep 2015 | B | ≈ 31.64% – 100% via Ocu Opco Holdings, Llc |
| Orix Corporation Usa | Sole Owner | Mar 1997 | B | ≈ 23.73% – 100% via Orix Capital Markets, Llc |
| Orix Corporation | Sole Owner | Aug 1981 | B | ≈ 17.8% – 100% via Orix Corporation Usa |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ocu Global Asset Management, Llc: 75% – 100% of Oam Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ocu Opco Holdings, Llc: 75% – 100% of Ocu Global Asset Management, Llc × 75% – 100% of Oam Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Orix Capital Markets, Llc: 75% – 100% of Ocu Opco Holdings, Llc × 75% – 100% of Ocu Global Asset Management, Llc × 75% – 100% of Oam Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Orix Corporation Usa: 75% – 100% of Orix Capital Markets, Llc × 75% – 100% of Ocu Opco Holdings, Llc × 75% – 100% of Ocu Global Asset Management, Llc × 75% – 100% of Oam Holdings, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Orix Corporation: 75% – 100% of Orix Corporation Usa × 75% – 100% of Orix Capital Markets, Llc × 75% – 100% of Ocu Opco Holdings, Llc × 75% – 100% of Ocu Global Asset Management, Llc × 75% – 100% of Oam Holdings, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (15, $5.9B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Orix Capital Fund I, Lp | Private Equity Fund | $934M | $0 | 8 |
| Signal Peak Clo 4, Ltd | Securitized Asset Fund | $589M | $250K | 12 |
| Signal Peak Clo 9, Ltd | Securitized Asset Fund | $498M | $250K | 14 |
| Signal Peak Clo 8, Ltd. | Securitized Asset Fund | $496M | $250K | 2 |
| Signal Peak Clo 1, Ltd | Securitized Asset Fund | $444M | $500K | 17 |
| Signal Peak Clo 6, Ltd. | Securitized Asset Fund | $440M | $250K | 16 |
| Signal Peak Clo 5, Ltd. | Securitized Asset Fund | $405M | $250K | 20 |
| Signal Peak Clo 12, Ltd | Securitized Asset Fund | $398M | $250K | 11 |
| Signal Peak Clo 10, Ltd | Securitized Asset Fund | $395M | $250K | 13 |
| Signal Peak Clo 7, Ltd | Securitized Asset Fund | $393M | $250K | 16 |
| Signal Peak Clo 3, Ltd | Securitized Asset Fund | $302M | $250K | 12 |
| Signal Peak Clo 2, Llc | Securitized Asset Fund | $256M | $500K | 4 |
| Signal Peak Clo 11, Ltd | Other Private Fund | $178M | $250K | 1 |
| Signal Peak Clo Bobby | Other Private Fund | $169M | $250K | 1 |
| Signal Peak Clo Opportunities Fund, L.P. | Hedge Fund | $3.3M | $100K | 54 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 4.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bank $348M (4% of AUM) Jun 2023
- Bbva Compass Bancshares, Inc. $221M (4% of AUM) Mar 2022
- Bnp Paribas Securities Corp. $164M (3% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗