Cardea Capital Advisors, Llc
- Regulatory AUM
- $124M
- Discretionary
- $122M
- Clients
- 257
- Avg AUM / client
- $483K
- Accounts
- 393
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 231 | $67.1M | 54.1% |
| High net worth individuals | 25 | $56.8M | 45.8% |
| Corporations and other businesses | 1 | $222K | 0.18% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kendall Savage Borchardt | President | Aug 2020 (6y) | Less than 5% | |
| Raez, Alfredo | Chief Financial Officer | Nov 2020 (6y) | Less than 5% | |
| Waring, Jordan, Whitney | Shareholder | Apr 2021 (5y) | ≈ 14.06% – 50% via Fourcore Capital, Inc. | |
| Philp, Stephen, Dain | Cco | Feb 2023 (4y) | Less than 5% | |
| Charles Bryan Wood | Registered representative | CFP | Apr 2020 (6y) | |
| Jeffrey Blair Kopp | Registered representative | May 2021 (5y) | ||
| Richard Kenneth Roscelli | Registered representative | Feb 2024 (3y) | ||
| Kevin Ross | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| Roxanna Marie Guinan | Registered representative | May 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cardea Holdings Usa Llc | Shareholder | Oct 2021 | A | 75% or more |
| Fourcore Capital, Inc. | Shareholder | Oct 2021 | B | ≈ 56.25% – 100% via Cardea Holdings Usa Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Waring, Jordan, Whitney: 25% – 50% of Fourcore Capital, Inc. × 75% – 100% of Cardea Holdings Usa Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Fourcore Capital, Inc.: 75% – 100% of Cardea Holdings Usa Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $121M (97% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗