AUMdb
GW

Greycliff Wealth Management, Llc

SEC-registered Insurance-Affiliated · Boutique (under $100M) CRD 307645 · SEC file 801-118270 · New York, NY
☆ Save with Pro ADV data as of Apr 10, 2026
Regulatory AUM
$83.8M
Discretionary
$83.8M
Clients
146
Avg AUM / client
$574K
Accounts
222
Employees
4

AUM over time

$0 $96.8M
Feb 19, 2020 Apr 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 10, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 88 $20.5M 24.5%
High net worth individuals 58 $59.5M 71.0%
Corporations and other businesses Fewer than 5 clients $3.7M 4.47%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brian J Tirri Member, Chief Compliance Officer Apr 2020 (6y) 25% – 50%
Jason Harris Gold Member Apr 2020 (6y) 25% – 50%
Cohen, Ina Member Aug 2021 (5y) 50% – 75%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/10/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.E(1), 11.E(2), 11.E(4) as of Mar 29, 2024

Allegations: MR. COHEN WAS NAMED A RESPONDENT IN A FINRA COMPLAINT ALLEGING THAT HE CONVERTED AT LEAST $14,606.94 FROM HIS MEMBER FIRM BY PREPARING SEVERAL FALSE EXPENSE REPORTS AND SUBMITTING THEM TO THE FIRM SEEKING REIMBURSEMENT PURSUANT TO THE FIRM'S MARKETING REIMBURSEMENT PROGRAM. THE COMPLAINT ALSO ALLEGES THAT COHEN'S PREPARATION AND SUBMISSION OF FALSE TRANSACTION RECORDS, IN SUPPORT OF FALSE EXPENSE REPORTS, CAUSE THE FIRM TO MAINTAIN INACCURATE BOOKS AND RECORDS. Status: Final Sanction Detail: RESPONDENT BARRED IN ALL CAPACITIES FROM ASSOCIATION WITH ANY FINRA MEMBER FIRM. Summary: RESPONDENT BARRED IN ALL CAPACITIES FROM ASSOCIATION WITH ANY FINRA MEMBER FIRM.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 10, 2026.

View current Form ADV (SEC/IAPD) ↗