AUMdb
TI

Turret Investments, Llc

State-registered Wealth Manager · Small ($100M–$1B) CRD 307791 ·
☆ Save with Pro ADV data as of Jul 23, 2026
Regulatory AUM
$100M
Discretionary
$100M
Clients
Avg AUM / client
Accounts
1
Employees
2

AUM over time

$100M $100M
Jun 30, 2026 Jul 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 23, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals Fewer than 5 clients $100M 100.0%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Michael Scott Babcock Registered representative Dec 2020 (6y)
Anthony P Guido Registered representative May 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/30/2026 1.11 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2026.

View current Form ADV (SEC/IAPD) ↗