Grand Alliance Asset Management Ltd.
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 7
- Avg AUM / client
- $258M
- Accounts
- 7
- Employees
- 44
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 0 | $0 | — |
| Banking or thrift institutions | 0 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 5 | $1.4B | 78.3% |
| Pension and profit sharing plans | 0 | $0 | — |
| Charitable organizations | 0 | $0 | — |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 2 | $391M | 21.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $729M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sino Vision | Hedge Fund | Cayman Islands | $729M | 217 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lin, Yuxiu | Chief Compliance Officer | Aug 1999 (27y) | ≈ 18.75% – 50% via Grand Alliance Asia Ltd. | |
| Lo, Hoi Chi | Chief Financial Officer | Jul 2006 (20y) | Less than 5% | |
| Mok, Wai Yin Denise | Chief Risk Officer | Apr 2016 (10y) | Less than 5% | |
| Tong, Francis Ho Yuen | Director | Jul 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Grand Alliance Asia Ltd. | Shareholder | Sep 2017 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lin, Yuxiu: 25% – 50% of Grand Alliance Asia Ltd. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $729M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sino Vision | Hedge Fund | $729M | $1.0M | 217 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/25/2025 | 1.5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $200M (11% of AUM) Sep 2025
- State Street $191M (11% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 25, 2025.
View current Form ADV (SEC/IAPD) ↗