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Wealth Manager · Small ($100M–$1B)
CRD 307957
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ADV data as of Mar 10, 2026
- Regulatory AUM
- $123M
- Discretionary
- $123M
- Clients
- 88
- Avg AUM / client
- $1.4M
- Accounts
- 254
- Employees
- 1
AUM over time
$114M
$123M
Mar 26, 2025
Mar 10, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44 | $19.4M | 15.7% |
| High net worth individuals | 43 | $104M | 84.2% |
| Corporations and other businesses | 1 | $14.5K | 0.01% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $94.8M (77% of AUM) Mar 2026
- Charles Schwab & Co. $28.3M (23% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.