Scott Capital Advisors, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 412
- Avg AUM / client
- $2.7M
- Accounts
- 828
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 02, 2026
Investments (13F portfolio — 66 positions, $638,507,806)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $81,598,069 | 118,807 | 12.8% | 7.21% |
| 2 | Schwab Strategic Tr | US DIVIDEND EQ | $54,489,855 | 1,718,381 | 8.53% | 4.82% |
| 3 | Vanguard Bd Index Fds | INTERMED TERM | $51,943,483 | 677,229 | 8.14% | 4.59% |
| 4 | Vanguard Index Fds | GROWTH ETF | $43,094,257 | 500,282 | 6.75% | 3.81% |
| 5 | Ishares Tr | CORE DIV GRWTH | $40,886,515 | 539,471 | 6.4% | 3.61% |
| 6 | Vanguard Index Fds | SMALL CP ETF | $40,241,545 | 132,758 | 6.3% | 3.56% |
| 7 | Invesco Qqq Tr | UNIT SER 1 | $33,747,452 | 45,828 | 5.29% | 2.98% |
| 8 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $33,078,364 | 418,555 | 5.18% | 2.92% |
| 9 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $32,886,961 | 722,949 | 5.15% | 2.91% |
| 10 | Vanguard Scottsdale Fds | INT-TERM CORP | $29,425,746 | 356,028 | 4.61% | 2.6% |
| 11 | J P Morgan Exchange Traded F | INCOME ETF | $27,529,195 | 597,811 | 4.31% | 2.43% |
| 12 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $22,198,983 | 311,565 | 3.48% | 1.96% |
| 13 | Pimco Etf Tr | MULTISECTOR BD | $19,628,803 | 740,151 | 3.07% | 1.73% |
| 14 | J P Morgan Exchange Traded F | JPMORGAM LTD DUR | $16,795,005 | 321,805 | 2.63% | 1.48% |
| 15 | Vanguard Index Fds | MID CAP ETF | $16,729,371 | 207,638 | 2.62% | 1.48% |
| 16 | Ishares Tr | MRGSTR MD CP GRW | $11,145,615 | 113,384 | 1.75% | 0.98% |
| 17 | Vanguard Index Fds | MCAP VL IDXVIP | $11,057,657 | 55,960 | 1.73% | 0.98% |
| 18 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $9,341,816 | 184,730 | 1.46% | 0.83% |
| 19 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $9,183,720 | 162,601 | 1.44% | 0.81% |
| 20 | Capital Group Dividend Value | SHS CREAT UNIT | $7,440,250 | 150,979 | 1.17% | 0.66% |
| 21 | Microsoft Corp | COM | $5,095,180 | 13,659 | 0.8% | 0.45% |
| 22 | Schwab Strategic Tr | US LCAP GR ETF | $3,071,901 | 90,777 | 0.48% | 0.27% |
| 23 | Nushares Etf Tr | NUVEEN ESG LRGCP | $2,931,119 | 25,039 | 0.46% | 0.26% |
| 24 | Nvidia Corporation | COM | $2,639,418 | 13,191 | 0.41% | 0.23% |
| 25 | Ishares Tr | CORE S&P500 ETF | $2,591,365 | 3,460 | 0.41% | 0.23% |
Top 25 of 66 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 163 | $45.5M | 4.02% |
| High net worth individuals | 116 | $278M | 24.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $7.3M | 0.64% |
| Charitable organizations | Fewer than 5 clients | $84.1M | 7.44% |
| Corporations and other businesses | Fewer than 5 clients | $57.9M | 5.11% |
| Other | 133 | $659M | 58.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Nw Bricklayers & Allied Craftworkers Dc Retirement Plan Joint Board Of Trustees, Nw Bricklayers & Allied Craftworkers | 2024 | |
| Machinists Retirement And Savings Plan Board Of Trustees Of The Machinists Retirement And Savings Plan | 2024 | |
| Western Employees Benefit Plan Board Of Trustees Of The Western Employees Benefit Plan | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Casey James Scott | Managing Member | Jun 2020 (6y) | 25% – 50% | |
| Jennifer Ruth Scott | Managing Member And Chief Compliance Officer | Jun 2020 (6y) | 25% – 50% | |
| Shaughn Casey Scott | Managing Member | CFP | Jun 2020 (6y) | 25% – 50% |
| Brooke Leigh Golosinskiy | Registered representative | Feb 2021 (5y) | ||
| Jennifer Marie Rice | Registered representative | Feb 2022 (4y) | ||
| Jonathan Mueller | Registered representative | Feb 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Nw Bricklayers & Allied Craftworkers Dc Retirement Plan | Joint Board Of Trustees, Nw Bricklayers & Allied Craftworkers | 1,028 | $37.3M | 01/01/2024 |
| Machinists Retirement And Savings Plan | Board Of Trustees Of The Machinists Retirement And Savings Plan | 2,326 | $107M | 01/01/2024 |
| Western Employees Benefit Plan | Board Of Trustees Of The Western Employees Benefit Plan | 2,646 | $104M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 924 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $1.1B (100% of AUM) Feb 2026
- Charles Schwab & Co. $193M (23% of AUM) Nov 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗