Ascend Investment Management, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 307989
·
· www.ascendmanagement.com
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ADV data as of Aug 05, 2026
- Regulatory AUM
- $3.1M
- Discretionary
- $3.1M
- Clients
- 47
- Avg AUM / client
- $66.0K
- Accounts
- 47
- Employees
- 3
AUM over time
$1.5M
$3.1M
Nov 10, 2022
Aug 5, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 47 | $3.1M | 100.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tyler Scott Olson | Registered representative | Jun 2020 (6y) | ||
| Timothy Eric Turley | Registered representative | Sep 2023 (3y) | ||
| Christian Zibetti Cardoso | Registered representative | CFP | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/10/2022 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.
View current Form ADV (SEC/IAPD) ↗