Fcg Investment Company
- Regulatory AUM
- $568M
- Discretionary
- $285M
- Clients
- 351
- Avg AUM / client
- $1.6M
- Accounts
- 442
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Feb 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 244 | $97.0M | 17.1% |
| High net worth individuals | 50 | $191M | 33.5% |
| Pension and profit sharing plans | 57 | $281M | 49.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Guaranty Bancshares, Inc. Esop W/401(k) Provisions Guaranty Bancshares, Inc. | 2024 | |
| Ritchey Management Ii, Llc 401(k) Plan Ritchey Management Ii, Llc | 2024 | |
| Penta Research, Inc. 401(k) Plan Penta Research, Inc. | 2024 | |
| Peoples Financial Group, Inc. Esop W/401(k) Provisions Peoples Financial Group, Inc. | 2024 | |
| Spectrum Solutions, Inc. 401(k) Plan Spectrum Solutions, Inc. | 2024 | |
| Alliance Cancer Care 401(k) Plan Center For Cancer Care, Pc | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis Ray Plyler | Managing Partner & Chief Compliance Officer | Mar 2020 (6y) | 25% – 50% | |
| Lloyd Vernon Crawford | Partner | Mar 2020 (6y) | 25% – 50% | |
| Michael David Thompson | Partner | Mar 2020 (6y) | 10% – 25% | |
| Jeremy Shane Plyler | Registered representative | Apr 2020 (6y) | ||
| Kenneth Louis Riffle | Registered representative | Apr 2020 (6y) | ||
| William Lewis Gurner | Registered representative | Apr 2020 (6y) | ||
| Joe David Meals | Registered representative | Oct 2020 (6y) | ||
| Mellio Joseph Sulipeck | Registered representative | Jan 2023 (4y) | ||
| Gurner Cole Lipscomb | Registered representative | Sep 2025 (1y) | ||
| Alston Boyd Wade | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Guaranty Bancshares, Inc. Esop W/401(k) Provisions | Guaranty Bancshares, Inc. | 492 | $60.9M | 01/01/2024 |
| Ritchey Management Ii, Llc 401(k) Plan | Ritchey Management Ii, Llc | 393 | $14.1M | 01/01/2024 |
| Penta Research, Inc. 401(k) Plan | Penta Research, Inc. | 108 | $44.6M | 01/01/2024 |
| Peoples Financial Group, Inc. Esop W/401(k) Provisions | Peoples Financial Group, Inc. | 72 | — | 01/01/2024 |
| Spectrum Solutions, Inc. 401(k) Plan | Spectrum Solutions, Inc. | 167 | $12.3M | 01/01/2024 |
| Alliance Cancer Care 401(k) Plan | Center For Cancer Care, Pc | 86 | $15.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/03/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $288M (51% of AUM) Feb 2026
- Mg Trust Company $118M (26% of AUM) Jan 2026
- John Hancock Funds, Llc $95.7M (21% of AUM) Jan 2026
- Newport Trust Company $75.0M (17% of AUM) Jan 2024
- Mid Atlantic Trust Company $60.9M (14% of AUM) Jan 2024
- John Hancock Distributors Llc $44.7M (10% of AUM) Jan 2024
- American Trust Custody $39.9M (9% of AUM) Jan 2026
- Matrix Securities, Inc. $29.7M (7% of AUM) Jan 2024
- Capital Group $8.6M (2% of AUM) Jan 2024
- Massachusetts Mutual Life Insurance Company $7.0M (2% of AUM) Jan 2024
- Vanguard Marketing Corporation $6.5M (1% of AUM) Jan 2024
- Adp Broker Dealer, Inc. $1.9M (0% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2026.
View current Form ADV (SEC/IAPD) ↗