Dp Grow Llc
- Regulatory AUM
- $2.3M
- Discretionary
- $2.3M
- Clients
- 143
- Avg AUM / client
- $16.3K
- Accounts
- 14
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $2.3M | 100.0% |
| Pension and profit sharing plans | 129 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| C & F Enterprises, Inc. 401(k) Plan C & F Enterprises, Inc. | 2024 | |
| Talent Groups 401(k) Plan Osceola Staffing Holdings Llc | 2024 | |
| Twin Oaks Juvenile Development, Inc. 401(k) Plan Twin Oaks Juvenile Development, Inc. | 2024 | |
| Associated Occupational Therapists, Inc. 401(k) Plan Associated Occupational Therapists, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis Michael Tender | Vice President, Manager, Chief Compliance Officer | Apr 2020 (6y) | 5% – 10% | |
| Fratkin, David, L. | Member | May 2020 (6y) | ≈ 37.5% – 75% via D&D Retirement, Llc | |
| Gallagher, David, A. | Member | May 2020 (6y) | ≈ 37.5% – 75% via D&D Retirement, Llc | |
| Aaron David Persily | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| D&D Retirement, Llc | Member | May 2020 | A | 75% or more |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Fratkin, David, L.: 50% – 75% of D&D Retirement, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Gallagher, David, A.: 50% – 75% of D&D Retirement, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| C & F Enterprises, Inc. 401(k) Plan | C & F Enterprises, Inc. | 346 | $30.0M | 01/01/2024 |
| Talent Groups 401(k) Plan | Osceola Staffing Holdings Llc | 384 | $13.7M | 01/01/2024 |
| Twin Oaks Juvenile Development, Inc. 401(k) Plan | Twin Oaks Juvenile Development, Inc. | 516 | $5.3M | 01/01/2024 |
| Associated Occupational Therapists, Inc. 401(k) Plan | Associated Occupational Therapists, Inc. | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Great West Trust Company, Llc $44.1M (91% of AUM) May 2023
- Charles Schwab & Co. $1.9M (83% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 19, 2026.
View current Form ADV (SEC/IAPD) ↗