Sonoma Private Wealth Llc
- Regulatory AUM
- $158M
- Discretionary
- $137M
- Clients
- 85
- Avg AUM / client
- $1.9M
- Accounts
- 155
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $15.0M | 9.48% |
| High net worth individuals | 49 | $139M | 87.8% |
| Charitable organizations | 2 | $4.4M | 2.75% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Charles Mordesovich | Managing Member/Chief Compliance Officer | Mar 2020 (6y) | 75% or more | |
| Ross Paul Herman | Registered representative | Mar 2021 (5y) | ||
| Shane Thomas Hiller | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $94.6M (60% of AUM) May 2026
- Fidelity Distributors Company Llc $56.3M (36% of AUM) May 2026
- Lincoln Financial Advisors Corporation $2.1M (2% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗