Roberts Wealth Advisors, Llc
- Regulatory AUM
- $446M
- Discretionary
- $446M
- Clients
- 150
- Avg AUM / client
- $3.0M
- Accounts
- 450
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Investments (13F portfolio — 110 positions, $393,912,806)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $32,263,720 | 637,497 | 8.19% | 7.23% |
| 2 | J P Morgan Exchange Traded F | SHORT DURA CORE | $27,782,743 | 587,373 | 7.05% | 6.23% |
| 3 | Apple Inc | COM | $23,459,632 | 92,437 | 5.96% | 5.26% |
| 4 | Alphabet Inc | CAP STK CL C | $19,316,958 | 67,339 | 4.9% | 4.33% |
| 5 | Vanguard Index Fds | SMALL CP ETF | $13,413,950 | 51,214 | 3.41% | 3.01% |
| 6 | Microsoft Corp | COM | $12,554,728 | 33,916 | 3.19% | 2.81% |
| 7 | Schwab Strategic Tr | INTL EQTY ETF | $11,844,280 | 478,557 | 3.01% | 2.66% |
| 8 | Amazon Com Inc | COM | $11,537,534 | 55,397 | 2.93% | 2.59% |
| 9 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $10,793,553 | 199,696 | 2.74% | 2.42% |
| 10 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $9,096,092 | 141,949 | 2.31% | 2.04% |
| 11 | Trane Technologies Plc | SHS | $9,078,265 | 21,784 | 2.3% | 2.04% |
| 12 | Coherent Corp | COM | $8,387,851 | 35,212 | 2.13% | 1.88% |
| 13 | Merck & Co Inc | COM | $7,965,527 | 66,219 | 2.02% | 1.79% |
| 14 | Jpmorgan Chase & Co | COM | $7,214,584 | 24,526 | 1.83% | 1.62% |
| 15 | Nextera Energy Inc | COM | $6,971,878 | 75,063 | 1.77% | 1.56% |
| 16 | Cisco Sys Inc | COM | $5,539,563 | 71,395 | 1.41% | 1.24% |
| 17 | Costco Wholesale Corporation | COM | $5,467,464 | 5,487 | 1.39% | 1.23% |
| 18 | Disney Walt Co | COM | $5,233,854 | 54,304 | 1.33% | 1.17% |
| 19 | Linde Plc | SHS | $5,185,736 | 10,460 | 1.32% | 1.16% |
| 20 | Williams Sonoma Inc | COM | $5,141,381 | 28,198 | 1.31% | 1.15% |
| 21 | Take Two Interactive Softwar | COM | $5,100,833 | 25,827 | 1.29% | 1.14% |
| 22 | Rockwell Automation Inc | COM | $4,858,238 | 13,537 | 1.23% | 1.09% |
| 23 | Visa Inc | COM CL A | $4,767,776 | 15,775 | 1.21% | 1.07% |
| 24 | Gsk Plc | SPONSORED ADR | $4,717,411 | 85,476 | 1.2% | 1.06% |
| 25 | Thermo Fisher Scientific Inc | COM | $4,657,753 | 9,476 | 1.18% | 1.04% |
Top 25 of 110 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $8.4M | 1.88% |
| High net worth individuals | 126 | $397M | 89.0% |
| Pension and profit sharing plans | 1 | $12.0M | 2.69% |
| Other investment advisers | 2 | $8.3M | 1.86% |
| Corporations and other businesses | 1 | $20.6M | 4.61% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cooley Llp Salary Deferral And Profit Sharing Plan Cooley Llp | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Patrick Roberts | Managing Member & Chief Compliance Officer | CFA | May 2020 (6y) | 75% or more |
| Suzanne Marie Herman | Registered representative | CFP | Jul 2021 (5y) | |
| Ryan William Walsh | Registered representative | CFA | Jul 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cooley Llp Salary Deferral And Profit Sharing Plan | Cooley Llp | 2,641 | $1.3B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 916 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $400M (90% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗