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Wealth Manager · Boutique (under $100M)
CRD 308970
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ADV data as of Mar 05, 2026
- Regulatory AUM
- $5.3M
- Discretionary
- $5.3M
- Clients
- 9
- Avg AUM / client
- $590K
- Accounts
- 9
- Employees
- 1
AUM over time
$0
$1.1B
Jul 1, 2021
Mar 5, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $5.3M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Raymond James $969M (90% of AUM) Oct 2025
- Charles Schwab & Co. $269K (0% of AUM) Oct 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.