Gordian Capital Japan Limited
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 7
- Avg AUM / client
- $260M
- Accounts
- 11
- Employees
- 23
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $7.3M | 0.4% |
| Pooled investment vehicles (non-investment companies) | 3 | $1.7B | 92.4% |
| Pension and profit sharing plans | 3 | $132M | 7.25% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Howard Iii, Stanley, Proctor | Shareholder | Nov 2003 (23y) | ≈ 18.75% – 50% via Gordian Capital Limited (Cayman) | |
| Voumard, Mark, Robert | Shareholder | Nov 2003 (23y) | ≈ 18.75% – 50% via Gordian Capital Limited (Cayman) | |
| Asakawa, Takayuki | Managing Director And Chief Operating Officer | Jun 2016 (10y) | Less than 5% | |
| Okura, Mitsuharu | Chief Compliance Officer | Oct 2016 (10y) | Less than 5% | |
| Tamura, Alvaro, J | Managing Director And Chief Executive Officer | Apr 2019 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gordian Capital Limited (Cayman) | Shareholder | Jun 2016 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Howard Iii, Stanley, Proctor: 25% – 50% of Gordian Capital Limited (Cayman) × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Voumard, Mark, Robert: 25% – 50% of Gordian Capital Limited (Cayman) × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Custody Bank Of Japan, Ltd. $74.1M (54% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗