AUMdb

Legacy Financial Advisors Ii, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 309156 · SEC file 801-134038 · · WWW.LEGACYFALLC.COM
☆ Save with Pro ADV data as of Feb 20, 2026
Regulatory AUM
$139M
Discretionary
$94.6M
Clients
216
Avg AUM / client
$644K
Accounts
522
Employees
3

AUM over time

$116M $139M
Jun 30, 2025 Feb 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 157 $90.4M 64.9%
High net worth individuals 59 $48.8M 35.1%
Charitable organizations 0 $2.0K 0.0%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Wesley R Joiner Registered representative May 2020 (6y)
William Robert Joiner Registered representative Nov 2020 (6y)
Kyle Andrew Holland Registered representative Jun 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/20/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.

View current Form ADV (SEC/IAPD) ↗