Triton Financial Group, Inc
- Regulatory AUM
- $259M
- Discretionary
- $259M
- Clients
- 313
- Avg AUM / client
- $827K
- Accounts
- 507
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 198 | $36.3M | 14.0% |
| High net worth individuals | 48 | $146M | 56.3% |
| Pension and profit sharing plans | 55 | $64.1M | 24.8% |
| Charitable organizations | 2 | $1.2M | 0.47% |
| Corporations and other businesses | 10 | $11.4M | 4.42% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Ellis Oster | Trustee | CFP | Jul 2010 (16y) | ≈ 56.25% – 100% via Andrew Ellis Oster Revocable Trust |
| Richard Joseph Diangelo | Vice President | Apr 2021 (5y) | Less than 5% | |
| Scott, Mara, L | Director Of Client Services | Dec 2022 (4y) | Less than 5% | |
| Oster, Catherine, Elizabeth | Board Member | May 2024 (2y) | ≈ 18.75% – 50% via Andrew Ellis Oster Revocable Trust | |
| Perez, Chelsea, Raye | Director Of Compliance & Marketing | Jun 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Andrew Ellis Oster Revocable Trust | Shareholder | Nov 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew Ellis Oster: 75% – 100% of Andrew Ellis Oster Revocable Trust × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Oster, Catherine, Elizabeth: 25% – 50% of Andrew Ellis Oster Revocable Trust × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 977 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $259M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗