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Investment Adviser · Mid-sized ($1B–$10B)
CRD 309304
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ADV data as of Mar 25, 2025
- Regulatory AUM
- $2.6B
- Discretionary
- $0
- Clients
- 3
- Avg AUM / client
- $881M
- Accounts
- 3
- Employees
- 1
AUM over time
$2.5B
$2.8B
May 13, 2020
Mar 25, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| State or municipal government entities | 3 | $2.6B | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • A PERCENTAGE OF ADVISED ASSETS
Services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- BNY Mellon $2.6B (98% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2025.